I. Saxon Donegan Investments, LLC. Privacy Policy

Saxon Donegan New York, LLC., a Commodity Trading Advisor (CTA) appreciates the trust that customers place in us and we recognize the importance of protecting the confidentiality of non-public personal information that is in our possession. The information is used to ensure accuracy in reporting and record keeping and to carry out requested transactions. Keeping this information secure is a top priority for us and in keeping with recently adopted regulations, we share our Privacy Policy with our customers.

1. This privacy policy applies to consumers whose accounts are managed by Saxon Donegan New York, LLC. pursuant to a fully disclosed clearing agreement. We will provide our Privacy Policy to customers when they open a new account and annually after that. If we change this Privacy Policy, you will be notified in advance.

We obtain non-public information about customers from the following sources:

Information received as part of the account opening process (such as name, address, and social security number, as well as other facts typically made known in Saxon Donegan New York's disclosure document) or as a result of other requested services.

Information we may receive from credit reporting agencies that has been supplied by other brokerage firms or banking sources (such as creditworthiness and credit history).

3. The non-public personal information that is obtained is safeguarded in accordance with our internal policies and procedures. These policies permit only those employees who need to know the information in order to perform their duties to have access to customers’ non-public personal information. We maintain physical, electronic and procedural safeguards designed to comply with federal standards to guard customers’ non-public personal information.

4. We may disclose non-public personal information about our customers to non-affiliated third parties with whom we have contracted to perform services on our behalf, such as data processing services as well as non-affiliated financial institutions such as those that may provide wire transfer services. These service providers have agreed to be bound by the same privacy commitments. We may also disclose all or parts of the information that we obtain as described above. We may also disclose non-public personal information about our customers as permitted or required by law.

5. Many times a customer will request a subscription for publication(s) or accept an offer for products or services which are provided through other companies. In this event, the customer is providing personal information to a non-affiliated company, or to Saxon Donegan New York, LLC, who must then provide the information to another company. As a result, the confidentiality of the information provided becomes the responsibility of the company providing the product or service.